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American Zoologist 2000 40(4):664-675; doi:10.1093/icb/40.4.664
© 2000 by The Society for Integrative and Comparative Biology
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Gravity-defying Behaviors: Identifying Models for Protoaves1

Nicholas R. Geist2,1 and Alan Feduccia2
1 Department of Zoology, 3029 Cordley Hall, Oregon State University, Corvallis, OR 97331-2914
2 Department of Biology, 304 Coker Hall, University of North Carolina, Chapel Hill, NC 27599-3280

Most current phylogenetic hypotheses based upon cladistic methodology assert that birds are the direct descendants of derived maniraptoran theropod dinosaurs, and that the origin of avian flight necessarily developed within a terrestrial context (i.e., from the "ground up"). Most theoretical aerodynamic and energetic models or chronologically appropriate fossil data do not support these hypotheses for the evolution of powered flight. The more traditional model for the origin of flight derives birds from among small arboreal early Mesozoic archosaurs ("thecodonts"). According to this model, protoavian ancestors developed flight in the trees via a series of intermediate stages, such as leaping, parachuting, gliding, and flapping. This model benefits from the assemblage of living and extinct arboreal vertebrates that engage in analogous non-powered aerial activities using elevation as a source of gravitational energy. Recent reports of "feathered theropods" notwithstanding, the evolution of birds from any known group of maniraptoran theropods remains equivocal.


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