Integrative and Comparative Biology 2002 42(4):716-724; doi:10.1093/icb/42.4.716
© 2002 by The Society for Integrative and Comparative Biology
Decision-Making in the Leech Nervous System1
Teresa Esch1 and
William B. Kristan, Jr.2,1
1 UCSD, Division of Biology, Neurobiology Section 0357, 9500 Gilman Dr., La Jolla, California 92093-0357
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SYNOPSIS
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Previous models of behavioral choice have described two types
of hierarchy, a
decision hierarchy, in which different classes
of decisions are made at each level (Tinbergen, 1951

), and a
behavioral hierarchy, in which one behavior will take precedence
over others (Davis, 1985

). Most experimental work on the neuronal
basis of decision-making has focussed on the latter of these:
a behavioral hierarchy is described for an animal, and the neuronal
basis for this hierarchy, hypothesized to depend on inhibitory
interactions, is investigated. Although the concept of "dedicated
command neurons" has been useful for guiding these studies,
it appears that such neurons are rare. We present evidence that
in the leech, most neurons, including high-level decision neurons,
are active in more than one behavior. We include data from one
newly-identified neuron that elicits both swimming and crawling
motor patterns. We suggest that decisions are made by a "combinatorial
code": what behavior is produced depends on the specific combination
of decision neurons that are active at a particular time. Finally,
we discuss how decision neurons may be arranged into a decision
hierarchy, with neurons at each sequential level responsible
for choosing between a narrower range of behaviors. We suggest
additional sensory information is incorporated at each level
to inform the decision.
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INTRODUCTION
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Based on studies of animal behaviormostly that of birds
and fishNikko Tinbergen proposed that an animal chooses
among behaviors in hierarchical steps (Tinbergen, 1951

). He
proposed that the most general decisions (
e.g., whether to migrate
or to reproduce) are made in response to levels of hormones,
which themselves are controlled by external signals (
e.g., length
of the day) and by internal states. Once a general decision
is made (
e.g., to reproduce), animals must decide among a number
of potential behaviors (
e.g., attracting a mate
vs. fighting
with a rival
vs. building a nest) based on sensory input and
previous history. These decisions, Tinbergen proposed, were
likely to be made by "inhibitive interactions" between brain
centers: the parts of the brain responsible for producing attract-a-mate
behaviors would inhibit those responsible for fighting off a
rival and for building a nest. Once one path was selectedsay,
building a nestthere would be other decisions like where
to build it, what materials to use, how to construct the nest,
etc. He saw these, too, as competing behaviors, with similar
inhibitory interactions among the brain areas responsible for
producing each of them. At the lowest hierarchical levelthe
actual production of the motor actsTinbergen assumed
that the interactions would be cooperative, with modules of
behavioral components that need to be called upon in different
temporal and spatial combinations to produce each complex behavioral
act.
Note that in Tinbergen's model a decision at one level influences what type of sensory information will be attended to for making a decision at the next level. Thus, if a bird has decided to migrate, it will attend to sensory information about what direction to fly, but will ignore sensory cues about mating and nest building. We will return to this idea at the end of our discussion.
Another type of hierarchy has been proposed by Jack Davis and his colleagues, to explain how animals choose between different behaviors that occupy the same level in Tinbergen's hierarchy (Davis, 1985
). Davis suggested that some behaviors would always override others as a result of the "inhibitive interactions" proposed by Tinbergen. One could therefore establish a behavioral hierarchy for an animal, by first finding a stimulation threshold for producing one behavior; then finding the threshold for a second, competing behavior; then presenting the two stimuli simultaneously to force a choice. Whichever behavior was produced under these conditions was considered to have the higher position in the behavioral hierarchy, and its production was thought to inhibit the other behaviors. This study laid out what would become the standard experimental procedure for identifying behavioral hierarchies.
In the initial experiments by Davis and his colleagues, the behavioral hierarchy was clear and simple: in the marine slug Pleurobranchea, egg-laying overrode feeding, which overrode righting responses, withdrawal, and mating. With further work, however, it was revealed that things were more complicated. For instance, the interactions were plastic: feeding became a much more likely choice than withdrawal as the animals got hungrier and hungrier (Davis, 1985
). Recently, a model incorporating feeding and satiety into the behavioral hierarchy has been proposed (Gillette et al., 2000
). Despite the complexities, however, given a motivational state, one can reliably construct a hierarchy of behavioral choices by presenting two stimuli simultaneously that would individually produce two different behaviors. Then one can begin to test for "inhibitive interactions" among the neural circuits controlling the two behaviors.
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COMMAND NEURONS AND DECISION-MAKING
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A major breakthrough in the study of the neuronal basis for
initiating behaviors was finding what were originally called
"command neurons" based on the fact that stimulating a single
one of them could produce a complex behavior (Wiersma and Ikeda,
1964

). Such neurons have been found to elicit many kinds of
behaviors in a variety of animals (Kupfermann and Weiss, 1978

).
In many brains, particularly complex ones, multiple neurons
need to be activated to produce a behavior; in such cases, these
groups of neurons are called "command systems." Although demonstrating
that any of these behavior-eliciting neurons are
the cause of
any given behavior is difficult, most investigators feel that
such neurons are likely to be part of the decision-making circuitry
(see Commentaries after Kupfermann and Weiss, 1978

). Because
there is some controversy about whether a given interneuron
of this type should be called a command neuron, part of a command
system, or a "command-like neuron," we have opted to use the
more descriptive term "decision neuron" for the following discussion.
From studies of decision neurons in different systems, a model emerged that placed decision neurons in the middle of a neuronal hierarchy between sensory input and motor output (Fig. 1A). According to this model, decision elements collect processed sensory input and, when they are sufficiently stimulated, their activity turns on the neuronal circuit (a "pattern generator") responsible for a specific behavior. All the pattern generators use the same motor neurons. In this formulation, decision neurons are "dedicated" to a specific behavior (Krasne and Lee, 1988
). That is, there are distinct decision neurons for each behavior, and each decision neuron is active during only one behavior, namely the one that is activated by stimulating that decision neuron.

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FIG. 1. Simplified circuits for hierarchical motor control and decision-making. In this scheme, two incompatible behaviors, A and B, are caused by different patterns of activation of appropriate sensory receptors. The sensory input is processed (or "integrated") in a number of interconnected layers of neurons. At some point, these neurons activate "decision neurons," which are also known by other names, such as "command neurons" or "command systems." Decision neurons activate pattern-generating circuits that produce a spatial and temporal pattern of motor neuron activity that is recognizable as a distinct behavior. As represented, all arrows are effectively excitatory, with each level turning on the next level. In the simplest scheme of behavioral choice, the two neural circuits interact only at the level of the decision-making neurons, where there is reciprocal inhibition between the decision-making neurons.
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This model led to the hypothesis that decision neurons for different
behaviors inhibit each other to produce a behavioral hierarchy
(
Fig. 1B). Support for this hypothesis has been forthcoming.
Davis found evidence for feeding inhibiting decision-makers
for withdrawal (Kovac and Davis, 1980

). Since then, other instances
have emerged: struggling over swimming in frog tadpoles (Green
and Soffe, 1998

); withdrawal or hunting behaviors over swimming
in the mollusc,
Clione (Panchin
et al., 1994

; Norekian and Satterlie,
1996

); egestion over ingestion in
Aplysia (Jing and Weiss, 2001

);
swimming over feeding in
Pleurobranchea (Jing and Gillette,
2000

); and feeding over tactile responses in leeches (Misell
et al., 1998

)
It is in this context that we began our studies of behavioral choice in the leech. We first selected two incompatible behaviorsswimming and whole-body shorteningabout which we knew the neuronal circuitry to some degree (Brodfuehrer and Burns 1995
; Shaw and Kristan, 1995
). To understand these experiments, it is necessary to understand a bit about the leech body plan and internal anatomy.
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MOTOR NEURONAL BASIS OF LEECH BEHAVIORS
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Leeches are annelid worms. They have 32 body segments, of which
4 form the head, 7 form the tail, and the remainder form 21
iterated midbody segments (
Fig. 2A). To study a behavior, we
first characterize the movementsthe kinematicsin
an intact animal. To record neural activity, we open the animal
and expose part of its nervous system. Using such "semi-intact"
animals, we have found motor neuron firing patterns that would
produce swimming (Kristan
et al., 1974

), shortening (Shaw and
Kristan, 1995

, 1999), and crawling (Baader, 1997

) if that part
of the animal were still intact. We have also found that the
same firing patterns are seen in the completely isolated nervous
system (Kristan and Calabrese, 1976

; Eisenhart
et al., 2000

).
In whole-body shortening, the motor neurons that excite the
dorsal and ventral longitudinal muscles in each segment fire
simultaneous, prolonged trains of impulses which causes co-contraction
of the dorsal and ventral longitudinal muscles (
Fig. 2B). In
swimming, these same motor neurons fire bursts of impulses out
of phase with one another, repeating at about 1 Hz (
Fig. 2C).
Crawling is produced by alternating bursts of longitudinal motor
neurons, during the contraction phase, and circular motor neurons,
during the elongation phase (
Fig. 2D). In contrast to whole-body
shortening, in which longitudinal motor neurons fire simultaneously
in all segments, in crawling and swimming the bursts are delayed
from one segment to the next, so there is a progression of bursting
in longitudinal and circular motor neurons from anterior to
posterior. Swimming and crawling can be elicited by activating
mechanoreceptors in the posterior end of the animal; swimming
is usually produced when the leech is submerged, particularly
when the posterior sucker is not attached to the substrate,
whereas crawling is generally produced when the leech is out
of water. Shortening is readily elicited when the front end
of the animal is touched.

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FIG. 2. The neuronal basis of three behaviors in the medicinal leech. A. The three types of preparations used to study leech behaviors. Intact animals (top) are used to characterize movements of the animal over time, to determine the probable temporal sequence of muscle activation during particular behaviors. Semi-intact preparations (middle) are used to measure the motor neuronal firing patterns as the intact part of the animal performs the behaviors. Similar motor patterns can be recorded in completely isolated nerve cords (bottom). Thus, it is possible to characterize the neuronal interconnections underlying behaviors in an isolated nerve cord, and use semi-intact preparations to confirm the major observations. The animals used for these studies are typically 15 grams in weight and 68 cm long. B. Illustration of a leech before and after a touch to the front end produces a whole-body shortening response. The electrophysiological traces show the activity of motor neurons to the dorsal (top trace) and ventral (bottom trace) longitudinal muscles. The recordings were from the exposed part of a semi-intact preparation; a burst of short electrical stimuli were delivered during the shaded part of the recordings. C. Illustration of 12 successive frames of a leech swimming from right to left. The up-and-down undulatory waves are apparent by following crests and troughs of the body wave from frame to frame. The top and bottom frames are nearly identical, indicating that this sequence constitutes one complete swim cycle. The electrophysiological recordings show that the dorsal and ventral longitudinal motor neurons produce alternating bursts of impulses at about 1 Hz, the cycle period of the swim. D. Illustration of a left-to-right crawl step. The six drawings show essential features of the step. Initially, the leech is fully contracted, with both suckers attached to the substrate. Next, the front end is released and the leech begins to extend (E) by an anterior-to-posterior wave of contractions of the circular muscles in each segment. When the leech is fully extended, it attaches its front sucker and begins to shorten or contract (C) due to an anterior-to-posterior wave of contractions of longitudinal muscles. The tail sucker is released while the leech is contracting. When the leech is fully contracted, the tail sucker is reattached, thus completing one step of crawling. The electrophysiological traces are from nerves in ganglia 10 and 13, which have prominent spikes from longitudinal motor neurons (top and bottom) or circular motor neurons (middle). The bars below the recordings indicate whether the motor neuronal bursts would cause elongation (E) or contraction (C). The longitudinal motor neuronal bursts alternate with circular muscle motor neuronal bursts in a segment, as the segment contracts (C) and elongates (E). Note that the contraction bursts in a more anterior segment occur sooner than they do in the more posterior segment. The cycle period of crawling is about ten times longer than that of swimming. The recordings of swimming and crawling were obtained from isolated nerve cords
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Shaw and Kristan (1997)

determined the thresholds for eliciting
swimming and whole-body shortening. When they then presented
the stimuli simultaneously, the behavior that always predominated
was shortening. In fact, if a swimming leech was stimulated
at the same stimulus intensity that produced shortening in a
resting leech, the swimming stopped within a cycle and the animal
shortened (Shaw and Kristan, 1997

).
A summary of the known neuronal circuits for these two behaviors is shown in Figure 3A, B. Whole-body shortening is produced by two parallel networks, a weak but fast one that gets the shortening started, and a relatively slower but more prolonged and more effective one that produces most of the behavioral response. Both are activated by mechanosensory neurons in the front of the animal that respond to light touch (T cells), pressure (P cells), and noxious stimuli (N cells). The known swimming network is a five-layered, mostly feed-forward network, starting with T and P mechanosensors in the back end of the animals. Because the Trigger and Gating interneurons for swimming appear to be "decision neurons," those were the focus of our attention in investigating how the shortening circuitry affected ongoing swimming. To do these experiments we used a semi-intact preparation.

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FIG. 3. Summaries of the neuronal circuits that produce shortening and swimming in the leech. Circles represent particular identified neurons, and boxes surround neurons of a particular type. T, P, and N cells are mechanosensory neurons responsive to light touch, pressure, and noxious stimuli. A. The neuronal circuitry for whole-body shortening. One S interneuron is present in each segmental ganglion and is electrically coupled to S cells in the neighboring ganglia (the resistor symbol signifies this connection). The S cells are also electrically coupled to L cells, which are motor neurons that excite all the longitudinal muscle types (dorsal, lateral, and ventral) in one half of each segment. DE = dorsal longitudinal excitatory motor neuron; VE = ventral longitudinal excitatory motor neuron. (Data from Shaw and Kristan, 1999). B. The neuronal circuitry for swimming. Tr1 and SE1 are called "trigger interneurons" because their activity initiates swimming, but they do not remain active throughout the swim episode. Cells 204, 21, and 61 are located in many of the midbody segments and are called "gating interneurons" because they remain tonically active throughout the swimming episode. The swimming pattern is produced by at least 18 "oscillator interneurons" present in every segmental ganglion that oscillate in three distinct phases. Their interconnections are primarily inhibitory, and they produce the motor pattern by a series of excitatory and inhibitory connections onto the motor neurons. DE and VE as above. DI = dorsal longitudinal muscle inhibitory motor neurons; VI = ventral longitudinal muscle inhibitory motor neurons. The phases marked at the bottom indicate the phase at which the middle of the motor neuronal bursts occur in each swim cycle. T-endings indicate chemical excitatory pathways and dot-endings indicate chemical inhibitory pathways. (For a summary of the evidence for all these connections, see Brodfuehrer et al., 1995 )
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The first neuron we chose to study was cell 204, because it
has a strong ability to initiate and maintain the swimming motor
pattern (Weeks and Kristan, 1978

). As shown in
Figure 4A, cell
204 is strongly inhibited by tactile stimuli that terminate
swimming and turn on shortening. This is exactly what the decision
model predicted: turning on one behavior (shortening) inhibited
the decision neurons for a second behavior (swimming).

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FIG. 4. Responses of swim-trigger and swim-gating interneurons to stimuli that elicit whole-body shortening. A. Activity of cell 204, a swim-gating interneuron, in the switch from swimming to whole-body shortening. Initially, the preparation is swimming, In the shaded area, a shortening stimulus that stopped swimming was given. The intracellular recording of cell 204 (top trace) shows that cell 204 was active during swimming, was inhibited during the initial part of shortening, and received no synaptic input during the remainder of the shortening response. The motor neuronal recordings are as shown in Figure 3C, to indicate when swimming was occurring. In this case, shortening was produced by motor neurons not being recorded. B. Responses of other decision neurons in the switch from swimming to whole-body shortening. The conditions are the same as in A. Shown are recordings from cell 204, for reference, as well as from cell 61, another swim-gating interneuron, and from two swim trigger interneurons (SE1 and Tr2). These three neurons are excited during the shortening stimulus. The recordings were obtained at different times in different preparations (Shaw and Kristan, 1997 ). In all cases, one cell 204 was recorded along with one other interneuron. C. Summary of influences of the shortening circuitry on swimming interneurons. The circuits are those shown in Figure 3, with connections that summarize the synaptic inputs shown in A and B, plus some others that were not discussed here
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In contrast to cell 204, many other swim neurons were
excited during whole-body shortening. These included some of the "swim
CPG" interneurons, which was not surprising because Getting
and Dekin showed decades ago (Getting and Dekin, 1985

) that
CPG interneurons that were active in an oscillatory mode when
a
Tritonia swims are also active tonically when the animal withdraws
from a tactile stimulus. What
was surprising, however, was that
a second "swim gating" interneuron was excited during whole-body
shortening (
Fig. 4B) and that, as summarized in
Figure 4C, the
"swim trigger" interneurons were also excited during shortening.
In other words, many of the neurons involved in swimming,
even decision neurons are multi-functional,
i.e., they are active
in more than one behavior.
In our recent work, we have identified yet another "swim initiator" that is multi-functional. This previously-undescribed neuron, which we call R3b1, has its soma in the subesophageal ganglion of the head, and its axon projects down the nerve cord to the tail. Stimulation of the neuron with intracellular current injection in an isolated nerve cord sometimes elicited the swimming motor pattern (Fig. 5A). Often, however, the same stimulation elicited a different motor pattern, one that resembles that of crawling (Fig. 5B). The two behaviors can be elicited by subsequent stimulation in the same isolated nerve cord, with no experimentally-induced changes to the preparation other than repeated stimulation of the one neuron. This result is even more surprising than the previous findings, because not only is this new decision neuron active during more than one behavior, but also it by itself can initiate two distinct behaviors. We are currently examining factors that might contribute to this decision, but the fact that two different behaviors are elicited by the same stimulation in an isolated nervous system indicates that some internal state variables must play a role.

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FIG. 5. Stimulation of a single neuron can elicit both swimming and crawling. In an isolated nerve cord preparation, neuron R3b1 of the subesophageal ganglion was electrically stimulated with 34 nA of current during time indicated by gray bar. This stimulation increased the spiking of R3b1 as recorded in the connective (conn) between ganglia 4 and 5 (A) or 5 and 6 (B). Because the R3b1 spikes are difficult to distinguish at the time resolution of this figure, the spike frequency, measured over 2-sec intervals, is plotted in the top traces of each set. In (A), stimulation of R3b1 elicited the swimming motor pattern, which was recorded in the dorsal posterior nerve in ganglion 7 (DP 7). Notice that the membrane potential and spiking frequency of R3b1 remains elevated after the electrical stimulation has ceased, and the swimming pattern continues until the potential of R3b1 decreases. In (B), similar electrical stimulation of R3b1 elicited the crawling motor pattern. The crawl motor pattern is indicated by bursts of the dorsal longitudinal motor neuron (black bars) in the DP nerves of ganglia 4 and 11. Lines connecting black bars indicate the progression of one contraction wave from anterior to posterior. In both A and B, the shaded portion of the DP nerve recording is expanded below. Note the different scales in each set of traces
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THE COMBINATORIAL CODE
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If so many neurons are active during different behaviors, how
does a leech decide what to do in any given situation?
Figure 6 indicates that these decisions may be made by a combinatorial
code: whether swimming, crawling, shortening or bending occurs
depends on the
combination of decision-making neurons active.
We know, for instance, that cell 204 is active during swimming
and inhibited during shortening. Other experiments have shown
that this neuron is not active during local bending (Lockery
and Kristan, 1990

), but is active during crawling (Kristan
et al., 1988

). In addition, cells 61, SE1, and Tr1 are active during
both swimming and shortening (Shaw and Kristan, 1997

), but are
not active during crawling or local bending. Data in
Figure 5 shows that cell R3b1 activates both swimming and crawling.
Further experiments (data not shown) indicate that this neuron
is activated when these behaviors are turned on by other means
(such as pinching the animal in the rear end), and is shut off
during shortening. We assume that other such decision interneurons,
not yet discovered, will be active during other combinations
of behaviors. Hence, no single interneuron is a good predictor
of when a behavior will occur. Instead, one needs to examine
the activity of the whole population of interneurons.

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FIG. 6. Summary of leech decision neurons and the possibility of using a combinatorial code for decision-making. Each line represents the response of different types of neurons in the initiation of four different behaviors: swimming, whole-body shortening, crawling, and local bending. Thickenings of the line mean that this cell type is active when the particular behavior occurs. Type A neurons, represented by SE1 and Tr1, are active when both swimming and shortening are elicited, but not during crawling or local bending. Type B cells (204 and R3b1) are active during swimming and crawling, but not in shortening or local bending. Type C (represented by cell 115) is active in three of the behaviors. We postulate that other neurons, as yet uncharacterized, will have different combinations of activity, represented by cells D and E. This summary ignores some important properties of the neurons (e.g., SE1 and Tr1 are active before the behaviors begin and tend not to be active during the behaviors, whereas cells 204 and R3b1 are active both before and during the behaviors), but it makes the point that no single neuron is a reliable predictor of which behavior will occur. To make such a prediction, one needs to read down the column to see what combination of decision neurons are activated
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HIERARCHICAL DECISION-MAKING REVISITED
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Deciding to do something is often a complicated process that
takes into account many different variables, such as motivational
state and recent experience. Not only do these variables alter
the threshold for behavioral initiation, but they can also influence
what sensory information the animal acquires. For example, hungry
leeches are more likely to move around spontaneously and will
respond to lower threshold stimuli than leeches that have recently
eaten (Willard, 1981

). Furthermore, it seems hungry leeches
actively position themselves at the water surface so that they
will be more likely to receive stimulation when potential prey
enters the water (Dickinson and Lent, 1984

). This is a good
example of Tinbergen's decision-making hierarchy, in which sensory
information is utilized at different levels. The leech first
decides that it will try to find a food source, then positions
itself to attend to relevant stimuli before making the next
decision about which direction to swim.
As described above, previous models of the neural architecture underlying behavioral choice have usually assumed a serial progression from sensory input to decision neurons to motor output, with sensory processing occurring before a decision is made. The possibility of sensory input to neurons downstream of the decision neurons has usually been ignored, or thought only to modulate the chosen behavior. But in Tinbergen's model, sensory information is used at several points in hierarchical decision-making: after a bird decides to reproduce, additional sensory information determines whether it builds a nest or attracts a mate.
We have recently acquired additional, preliminary, data for the type of hierarchical decision-making proposed by Tinbergen in the nervous system of the leech. These data suggest that sensory information may feed in downstream of cell R3b1 to help the leech decide whether to swim or to crawl. It appears that R3b1 commands the leech to do one of these locomotory behaviors, but the decision between the two behaviors is made downstream.
A summary of our data from different leech interneurons and hypotheses about their roles in hierarchical decision making is shown in Table 1. At the top level of the hierarchy, the results of Shaw and Kristan (1997)
suggest that previously described swim-trigger neurons, which are also active during shortening, may command the leech, "Do something!" At the next step, R3b1 commands the leech, "Swim or crawl!" Next, cell 204 says, "Swim!" and activates the CPG elements that produce this behavior (Weeks and Kristan, 1978
). Some of these CPG elements command behavioral modules, such as "dorsal contraction in segment 3" and "circular contraction in segment 17," which may also be activated in other behaviors.
We are currently investigating what types of sensory input may
influence the leech's decision to swim or crawl. One likely
candidate is serotonin, which is elevated in hungry leeches
and in leeches that swim frequently (Willard, 1981

). Interestingly,
whereas frequent swimmers have the highest levels of serotonin,
leeches with intermediate levels are more likely to crawl than
those with low levels. Sensory information about water level
is also likely to play a role in the decision to swim or crawl,
since leeches cannot swim in shallow water. Another possible
input is from thermoreceptors, since applying heat is an effective
stimulus for crawling (Eisenhart
et al., 2000

).
It makes good evolutionary sense for an animal to incorporate diverse sensory information at multiple decision points before making a final behavioral choice. Unfortunately, this complicates the task of researchers, who must record the activity of many neurons over time to understand the decision process. We hope that the recent development of voltage-sensitive dyes for recording from populations of neurons (Cacciatore et al., 1999
) will help us in this endeavor.
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ACKNOWLEDGMENTS
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This work was supported by NIH Grants MH43396 and NS35336 (WBK);
and NRSA MH12029 and NIH Training Grant NS07220 (TE).
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FOOTNOTES
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1 From the Symposium
Recent Advances in Neurobiology presented
at the Annual Meeting of the Society for Integrative and Comparative
Biology, 26 January 2002, at Anaheim, California.

2 E-mail: wkristan{at}ucsd.edu 
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