© 2002 by The Society for Integrative and Comparative Biology
Mechanisms of Adhesion in Geckos1
1 Department of Biology, Lewis & Clark College, Portland, Oregon 97219
| SYNOPSIS |
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The extraordinary adhesive capabilities of geckos have challenged explanation for millennia, since Aristotle first recorded his observations. We have discovered many of the secrets of gecko adhesion, yet the millions of dry, adhesive setae on the toes of geckos continue to generate puzzling new questions and valuable answers. Each epidermally-derived, keratinous seta ends in hundreds of 200 nm spatular tips, permitting intimate contact with rough and smooth surfaces alike. Prior studies suggested that adhesive force in gecko setae was directly proportional to the water droplet contact angle (
) , an indicator of the free surface energy of a substrate. In contrast, new theory suggests that adhesion energy between a gecko seta and a surface (WGS) is in fact proportional to
, and only for
> 60°. A reanalysis of prior data, in combination with our recent study, support the van der Waals hypothesis of gecko adhesion, and contradict surface hydrophobicity as a predictor of adhesion force. Previously, we and our collaborators measured the force production of a single seta. Initial efforts to attach a seta failed because of improper 3D orientation. However, by simulating the dynamics of gecko limbs during climbing (based on force plate data) we discovered that, in single setae, a small normal preload, combined with a 5 µm displacement yielded a very large adhesive force of 200 microNewton (µN), 10 times that predicted by whole-animal measurements. 6.5 million setae of a single tokay gecko attached maximally could generate 130 kg force. This raises the question of how geckos manage to detach their feet in just 15 ms. We discovered that simply increasing the angle that the setal shaft makes with the substrate to 30° causes detachment. Understanding how simultaneous attachment and release of millions of setae are controlled will require an approach that integrates levels ranging from molecules to lizards. | INTRODUCTION |
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Geckos seem to defy gravity as they run along smooth vertical surfaces at up to 20 body lengths per second (Autumn et al., 1999a
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While the structures of many gecko setae are well documented, a full understanding of their function has been more elusive. Haase (1900)
The turning point in the study of gecko adhesion came with a series of experiments by Hiller (1968)
, who suggested that the material properties of the substrate, rather than its texture, determined the strength of gecko adhesion. In demonstrating that adhesion was a molecular phenomenon rather than a mechanical one, his discovery effectively refuted the microinterlocking and friction hypotheses and paved the way for the research we describe here.
| MECHANICS OF GECKO ADHESION |
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In a phylogenetic comparison of the forces produced by pad-bearing lizards, Irschick et al. (1996)
Mechanism of setal attachment
Using new microelectromechanical systems (MEMS) force measurement techniques (Chui et al., 1998
), Autumn et al. (2000) measured the force production of a single gecko seta (Fig. 1F). Initial efforts to attach a single seta failed to generate adhesive forces above that predicted by friction because we could not achieve the proper orientation of the seta in 6 degrees of freedom (i.e., translation in, and rotation about, all three axes). The angle of the setal shaft was particularly important in achieving an adhesive bond (Fig. 1G). When we simulated the dynamics of gecko limbs during climbing (based on force plate data; Autumn et al., 1999a
, b
), we discovered that a small normal preload force (Fig. 2A) yielded a shear force of
40 µN, six times the force predicted by whole-animal measurements (Irschick et al., 1996
). Proper orientation, preload, and drag yielded 10 to 20 times the frictional force measured with the seta oriented with spatulae facing away from the surface (Fig. 2B). The small normal preload force (Fig. 2A), combined with a 5 µm displacement yielded a very large shear force of 200 µN, 32 times the force predicted by whole-animal measurements (Irschick et al., 1996
; Fig. 2C). The discovery that maximal adhesion in isolated setae requires a small push perpendicular to the surface, followed by a small parallel drag, explained the load dependence and directionality of adhesion observed at the whole-animal scale by Dellit (1934)
, and was consistent with the hypothesis that the structure of individual setae and spatulae is such that a small preload and rearward displacement is necessary to engage adhesion (Ruibal and Ernst, 1965
; Hiller, 1968
). In their resting state, setal stalks are recurved proximally. When the toes of the gecko are planted, we believe that the setae are bent out of this resting state, flattening the stalks between the toe and the substrate such that their tips point distally. This small preload and a micron-scale displacement of the toe or scansor proximally may serve to bring the spatulae (previously in a variety of orientations) uniformly flush with the substrate, maximizing their surface area of contact. Adhesion results and the setae are ready to bear the load of the animal's body weight.
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All 6.5 million (Schleich and Kästle, 1986
Mechanism of setal detachment
The surprisingly large forces generated by single setae raised the question of how geckos manage to detach their feet so rapidly (15 ms; Autumn et al., 1999a
) with no measurable detachment forces (Autumn et al., 1999b
). We discovered that increasing the angle between the setal shaft and the substrate beyond 30° caused detachment (Autumn et al., 2000; Fig. 1G; Fig. 2D). It is likely that as the angle of the setal shaft increases, stress increases at the trailing edge of the seta, causing fracture of the spatula-substrate bonds. Similarly, at the scansor level, geckos' unusual toe peeling behavior (digital hyperextension; Russell, 1975
, 1981
) may aid in reducing or eliminating detachment forces by detaching only a small number of setae at any moment. How this peeling behavior results in reaching the critical angle of detachment is still unclear, but the two are almost certainly linked.
Integration of setal mechanics, functional morphology of the foot, and dynamics of locomotion
It is important to emphasize that without integrating dynamics at a larger scale (body and legs), the function of the seta would likely still remain unknown. This underscores the importance of an integrative approach to answering biological questions (Lauder, 1991
; Savageau, 1991
; Ryan et al., 1998
; Dickinson et al., 2000
; Autumn et al., 2002
). How attachment and detachment of millions of setae during locomotion is integrated with the function of the scansor, toe, foot, leg, and body remains a topic of great interest and ongoing research (Sponberg et al., 2001
; Russell, 2002). Russell has suggested that in the tokay (Gekko gecko), the perpendicular preload and 5 µm drag requirements (Autumn et al., 2000) are controlled by hydrostatic pressure in the highly derived blood sinuses, and lateral digital tendon system, respectively (Russell, 2002).
Since gecko setae require a preload in the normal axis for adhesion, large forces could potentially be associated with attachment of the foot. The tremendous adhesive capacity of gecko setae suggests that large forces could also occur during detachment. In fact, no measurable ground reaction forces were associated with either attachment or detachment during vertical climbing on a force plate of the house gecko Hemidactylus garnoti (Autumn et al., 1999a,
b
), indicating that these actions are either mechanically decoupled from the center of mass in this species, or so small as to be undetectable.
The absence of detachment forces is consistent with (1) the mechanism of detachment and (2) the anatomy of the foot. Geckos peel their toes up and away from the substrate (digital hyperextension) rather than attempting to detach an entire foot at once, much like removing a piece of tape. Peeling minimizes peak forces by spreading detachment out over time. Since the muscles responsible for digital hyperextension (interossei dorsales; Russell, 1975
) are located in the foot, detachment does not have to be coupled mechanically to the center of mass, as would be the case if the gecko used its leg musculature to break the adhesive bonds in the foot.
The absence of attachment forces is a more complicated issue, with at least three possible explanations. As Russell (2002) has suggested, inflation of the digital blood sinuses (such as those present in individuals of Hemidactylus and Gekko) may satisfy the preload requirement of the setae during attachment without generating measurable forces acting on the center of mass. However, control of inflation and deflation of the sinuses remains to be demonstrated. This mechanism would not be available to those species that lack blood sinuses.
A second potential explanation is that setal preload and drag are a consequence of force development during the stride. Climbing geckos use all four feet similarly to produce positive fore-aft forces parallel to the surface that propel the gecko upwards (Autumn et al., 1999b
). Left legs apply a force to the right while right legs apply a force to the left. Therefore, all four feet pull medially, probably dragging the setae to engage them fully, increasing the force of attachment (Autumn et al., 1999b
). However, geckos' front legs pull the center of mass into, while hind legs push the center of mass away from, the vertical substrate (Autumn et al., 1999b
), generating a net moment pitching the anterior toward the surface and counteracting the tendency of the head to fall away from the surface (Alexander, 1992
). Front legs do not push into the vertical substrate during or after foot contact. Thus, these results do not support the hypothesis that the setae become preloaded as a consequence of force development during the stride. While this is possible for the hind feet, it is difficult to reconcile with the negative normal forces produced by the front feet (Autumn et al., 1999b
), unless the attachment force is so small as to be undetectable. The force necessary to bend even thousands of setae into an adhesive orientation is probably quite small (by our estimate, at most 10 mN). In this case, we may have observed no measurable attachment forces simply because we cannot measure them.
A third possibility is that attachment is a reversal of the peeling process of toe detachment, which we believe to be decoupled from the center of mass. The gecko's foot may approach the substrate without pressing into it, re-applying its adhesive by gradually extending (unrolling) its toes against the surface, at which point they are ready to bear the load of the animal's weight. In this case, setal preload forces would be spread out over time, and would likely be far below the resolution of our force plate (±1 mN).
| MOLECULAR MECHANISM OF GECKO ADHESION |
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While the mechanism of setal attachment and detachment in geckos is now understood in mechanical terms (Autumn et al., 2000), the molecular mechanism underlying adhesion in setae has remained unclear. Adhesion can be caused by at least 11 different types of intermolecular surface forces at the interface between solids (Israelachvili, 1992
Unsupported mechanisms: glue, suction, electrostatics, and microinterlocking
Since geckos lack glandular tissue on their toes, sticky secretions were ruled out early in the study of gecko adhesion (Wagler, 1830
; Cartier, 1874
; Simmermacher, 1884
). The idea that the individual setae acted as miniature suction cups was first debated in the insect adhesion literature (Blackwall, 1845
; Hepworth, 1854
), but was later proposed for gekkonid lizards by Simmermacher (1884)
. However, there are no data to support suction as an adhesive mechanism, and the adhesion experiments carried out in a vacuum by Dellit (1934)
suggest that suction is not involved. Furthermore, our measurements of 10 atm of adhesion pressure (Autumn et al., 2000) strongly contradict the suction hypothesis.
Electrostatic attraction (Schmidt, 1904
) is another possible mechanism for adhesion in gecko setae. Experiments using X-ray bombardment (Dellit, 1934
) eliminated electrostatic attraction as a necessary mechanism for setal adhesion since the geckos were still able to adhere in ionized air. However, electrostatic effects could possibly enhance adhesion even if another mechanism is operating (Maderson, 1964
).
Friction (Hora, 1923
) and microinterlocking (Dellit, 1934
; the "climber's boot" model of Mahendra, 1941
) may also play a secondary role, but the ability of geckos to adhere while inverted on polished glass, and the presence of large adhesive forces on a molecularly smooth SiO2 MEMS semiconductor (Autumn et al., 2000) show that surface irregularities are not necessary for adhesion, and may in fact be an impediment (Autumn and Gorb, in preparation)
Potential intermolecular mechanisms: van der Waals and capillary forces
Hiller (1968
, 1969
, 1975
) showed that adhesive force was correlated with the water droplet contact angle of the surface, and thus with the surface energy of the substrate, providing the first direct evidence that intermolecular forces are responsible for adhesion in geckos. Ongoing research is now directed toward understanding the precise nature of these intermolecular forces.
Intermolecular capillary forces are the principal mechanism of adhesion in many insects (Gillett and Wigglesworth, 1932
; Edwards and Tarkanian, 1970
; Lee et al., 1986
; Lees and Hardie, 1988
; Brainerd, 1994
; Dixon et al., 1990
), frogs (Emerson and Diehl, 1980
; Green, 1981
; Hanna and Barnes, 1991
) and even mammals (Rosenberg and Rose, 1999
). Unlike these animals, geckos lack glands on the surface of their feet (Wagler, 1830
; Cartier, 1872
; Dellit, 1934
; Mahendra, 1941
). This in itself does not preclude the role of thin film capillary adhesion (von Wittich, 1854
, quoted directly in Simmermacher, 1884
; Stork, 1980
; Scherge and Schaefer, 1998
) since a monolayer of water molecules (presumably present in the environment) can cause strong attraction between surfaces (Baier et al., 1968
; Israelachvili, 1992
). The apparent inverse correlation between adhesive force and hydrophobicity, as inferred from the water droplet contact angle (Hiller, 1968
) suggests that the polarity of the surface might be an important factor in the strength of adhesion (Fig. 3). Two points are worth noting with regard to this hypothesis: (1) Such a monolayer would have to be ubiquitous and relatively pure in continuous patches in order for the gecko to take advantage of it, and (2) Hiller (1968)
did not favor a capillary mechanism for gecko adhesion since adhesive force did not decrease completely to zero on all hydrophobic surfaces.
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An alternative mechanism is that geckos adhere by van der Waals interactions alone (Stork, 1980
The strength of van der Waals attractions is highly dependent on the distance between surfaces, increases with the polarizability of the two surfaces, and is not directly proportional to surface polarity (Israelachvili, 1992
). The observation that geckos cannot adhere to Polytetrafluoroethylene (PTFE; Hiller, 1968
) is consistent with the van der Waals hypothesis, since PTFE is only weakly polarizable.
The following equation estimates the force (per area) due to van der Waals interactions between two planar surfaces (Israelachvili, 1992
):
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In this equation, A represents the Hamaker constant, a function of the volume and polarizability of the molecules involved. For most solids and liquids, the Hamaker constant lies between 4 x 1020 and 4 x 1019 J, so it cannot affect an estimate of force by more than a power of ten. Far more important to the estimate is the separation distance (D) between the two surfaces since force of adhesion scales inversely with the third power of this distance. This implies that at small separations, strong forces of adhesion can occur, but for each power of ten increase in the distance, the force of adhesion decreases 1,000 fold. Assuming the Hamaker constant to be of a typical value (1 x 1019 J), and the spatular surface area to be approximately 2 x 1014 m2 (Ruibal and Ernst, 1965
; Williams and Peterson, 1982
; personal observation) the force of adhesion of a single seta with 100 spatulae increases from 11 µN to 11 mN as the separation distance decreases from 1 nm to 0.1 nm. The actual force of adhesion of a single seta can reach almost 200 µN (Autumn et al., 2000). This would correspond to a separation distance of 0.380.81 nm (assuming 1001,000 spatulae/seta). The actual magnitude of this gap distance remains unknown.
Van der Waals and capillary adhesion are not mutually exclusive mechanisms. Although water at the seta-substrate interface would increase the gap distance and therefore reduce the strength of van der Waals adhesion, the diameter of a single water molecule (0.3 nm) remains well within the range of van der Waals attraction (Israelachvili, 1992
). Thus, in the presence of a thin film of water, it is conceivable that the two mechanisms are working in tandem. As more layers of water molecules intervene, however, resistance to shear forces across the fluid is provided solely by its viscosity (Baier et al., 1968
). Water does not have a high viscosity and therefore cannot withstand high shear forces. Therefore, capillary forces are strong in the normal direction and weak in the parallel direction, whereas the opposite is true of setal adhesion. Empirically, setae have demonstrated stronger resistance to shear forces than to normal forces (Autumn et al., 2000), suggesting that if capillary adhesion occurs, the films involved would have to be relatively thin.
The extent to which a thin film of water will form over the available interfacial area is dependent on the relative vapor pressure. At extremely low humidity, capillary adhesion will be weak due to lack of adsorbed water on substrates. At high humidity, water begins to saturate the interstices of rough surfaces, acting as a lubricant (Israelachvili, 1992
). This can be described as the sand castle effect: one cannot build a sand castle out of sand that is either very dry or very wet. Dry sand does not adhere because the wetted interfacial area is too low. Very wet sand does not adhere because the radius of the water meniscus between particles approaches the size of the particle itself, and capillary forces decline toward zero (Israelachvili, 1992
). If geckos were to rely solely on capillary adhesion for attachment, setal function could be constrained by relative humidity of the habitat. However, since pad-bearing gecko species are found in habitats ranging from tropical rain forests to dry, rocky desert, humidity does not seem to have a strong influence on effective adhesion in nature.
A reanalysis of the relationship between water contact angle and gecko adhesion
Since Hiller's (1968
, 1969
) data correlate the strength of setal adhesion with the polarity of the surface as indicated by the water droplet contact angle (
; Fig. 3), it is reasonable to consider capillary action a likely mechanism of adhesion. However, recent advances in the understanding of intermolecular surface forces (Israelachvili, 1992
) allow us to revisit Hiller's data (Hiller, 1968
, 1969
) and ask if they support only a capillary adhesive mechanism. The adhesion energy (W) between two identical solid surfaces is related to the contact angle (
) of a liquid droplet on the surface via the Young-Dupré equation,
L(1 + cos
) = W, where
L is the surface tension (or energy) of the liquid (L) in units of mN/m (or mJ/m2). However, if the two adhering surfaces are different materials, as for gecko setae (G) on a substrate surface (S), the interfacial adhesion energy (WGS) bears no simple linear relation to the liquid (water) contact angle. The relationships can now be expressed as,
L(1 + cos
LG) = WGG and
L(1 + cos
LS) = WSS, and by the thermodynamic relation (Israelachvili, 1992
): WGS = 1/2WGG + 1/2WSS
GS, where
GS is the interfacial tension of the setae-substrate interface, and WGG and WSS are the cohesion energies of setal and substrate materials, respectively. An approximate relation, valid when the two adhering surfaces are nonpolar and interact with each other only via van der Waals dispersion forces, is (Israe-lachvili, 1992
): WGS =
. Replacing WGG and WSS with the above equations gives: WGS =
L
, and a correlation between adhesion energy (WGS) and water droplet contact angle on the substrate (
LS) may be expressed as
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Thus, for
L = 72 mJ/m2 (for water) and WGG = 60 mJ/m2 (a typical value for a nonpolar van der Waals solid) we theoretically expect WGS to vary monotonically from WGS
93 mJ/m2 for
LS = 0° to WGS
66 mJ/m2 for
LS = 90° to WGS = 0 for
LS = 180°. This correlation, however, is expected to hold only when the substrate surface is hydrophobic (
> 60°). A reanalysis of Hiller's data (Hiller, 1968
, 1969
; Fig. 4) using Equation 1 in fact supports the van der Waals hypothesis with a strong correlation between force and adhesion energies for
> 60°.
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Testing the van der Waals and capillary adhesion hypotheses
To test directly whether capillary adhesion or van der Waals force is the primary mechanism of adhesion in geckos, we measured the hydrophobicity of the setal surface, and measured adhesion on two polarizable semiconductor surfaces that varied greatly in hydrophobicity (Autumn et al., 2002
= 110°). As a control, we measured parallel force on the strongly hydrophilic (
= 0°) silicon dioxide (SiO2) semiconductor surface. We also compared the perpendicular force of single isolated gecko setae on hydrophilic (SiO2,
= 0°) and hydrophobic (Si,
= 81.9°) micro-electro-mechanical-systems (MEMS) force sensors. If wet, capillary adhesive forces dominate, we expected a lack of adhesion on the strongly hydrophobic GaAs and Si MEMS surfaces. In contrast, if van der Waals forces dominate, we predicted large adhesive forces on the hydrophobic, but polarizable GaAs and Si MEMS surfaces. In either case we expected strong adhesion to the hydrophilic SiO2 semiconductor and MEMS control surfaces.
We showed that tokay gecko setae are strongly hydrophobic (160.9°; Autumn et al., 2002
), probably a consequence of the hydrophobic side groups of ß-keratin (Gregg and Rogers, 1984
). Parallel stress of live gecko toes on GaAs and SiO2 semiconductors was not significantly different, and adhesion of a single gecko seta on the hydrophobic and hydrophobic MEMS cantilevers differed by only 2%. These results reject the hypothesis that water contact angle (
) of a surface predicts attachment forces in gecko setae, as suggested by Hiller (1968
, 1969
), and are consistent with our reanalysis (above). Since van der Waals force is the only mechanism that can cause hydrophobic surfaces to adhere in air (Israelachvili, 1992
), the GaAs and hydrophobic MEMS semiconductor experiments provide direct evidence that van der Waals force is the mechanism of adhesion in gecko setae, and that water-based capillary forces are not significant.
| CONCLUSION AND FUTURE DIRECTIONS |
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Gecko setae are a novel type of adhesive in that the strength of adhesion depends largely on geometry rather than on surface chemistry. Many secrets of setal form and function remain: The feet of geckos captured in nature are usually clean (e.g., Stenodactylus khobarensis; Russell, 1979
| ACKNOWLEDGMENTS |
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The research described in this paper was the result of collaboration between the Autumn, Full, Fearing, and Kenny labs, and was supported under the auspices of Alan Rudolph, director of DARPA's Controlled Biological and Biomimetic Systems program, N66001 [GenBank] -00-C-8047 and N66001 [GenBank] -01-C-8072. Thanks to Michael Broide, Walter Federle, Valeurie Friedman, Amanda Gassett, Wendy Hansen, Tony Russell, Simon Sponberg, and two anonymous reviewers. We are especially grateful to Jacob Israelachvili for Equation 2.
| FOOTNOTES |
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1 From the Symposium Biomechanics of Adhesion presented at the Annual Meeting of the Society for Integrative and Comparative Biology, 26 January 2002, at Anaheim, California.
2 E-mail: autumn{at}lclark.edu ![]()
3 Present address of Anne Peattie is Department of Integrative Biology, University of California, Berkeley, California 94720 ![]()
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is the angle between the setal stalk and the wire.








