© 2003 by The Society for Integrative and Comparative Biology
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Lifting the Cloak of Invisibility: The Effects of Changing Optical Conditions on Pelagic Crypsis1
1 Biology Department, Duke University, Durham, North Carolina
| SYNOPSIS |
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While transparency, cryptic coloration, and counterillumination are all highly successful cryptic strategies for pelagic species, they become less effective when confronted with varying optical conditions. Transparent species are susceptible to detection by reflections from their body surface, particularly at shallow depths. Colored and mirrored species are vulnerable to detection when viewed from certain angles, or at certain times of day. Counterilluminating species must cope with the changes in the angular distribution and spectra of downwelling light at different depths. In all cases the vulnerabilities are more pronounced at shallow depths and essentially negligible at depths greater than 200 m. The results suggest interesting adaptations both for crypsis (e.g., anti-reflection coatings, variable coloration, variable filters for photophores) and for visual detection (e.g., circling, crepuscular predation), all of which are potentially fruitful topics for future research.
| INTRODUCTION |
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Pelagic species appear to have converged on four major strategies for crypsis: transparency, mirroring, cryptic coloration, and counterillumination (reviewed by Herring and Roe, 1988
This paper, derived from a presentation given at the 2003 annual meeting of the Society of Integrative and Comparative Biology, integrates recent research and previously unpublished material to compare the robustness of the four major cryptic strategies under varying optical conditions. This is done by assuming that a particular strategy is perfect (i.e., affords complete crypsis) under one set of optical conditions, and then determining the visibility of an animal employing that strategy as these conditions are altered. It will be shown that none of the four strategies are obviously more robust, and that the most robust strategy depends on how the optical environment changes. The advantages and disadvantages of the various strategies also suggest various additional strategies for both crypsis and detection.
| TRANSPARENCY |
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Research on the physiology, morphology, and potential costs of transparency has been recently reviewed (Johnsen, 2001
Because a transparent animal directly transmits a high percentage (ideally 100%) of the background light, transparency is a highly robust form of camouflage. Changing viewpoint, time of day, or water type has no effect on a transparent animal's visibility, with one important exception. If a portion of the animal has a substantially different refractive index from the rest, it will scatter light. Because this scattered light is usually a very small fraction of the total transmitted light, it will have little effect on visibility if the animal is viewed from below against the bright overhead illumination. However, because downward radiance underwater can be several orders of magnitude brighter than radiance in other directions (Jerlov, 1976
; Johnsen, 2002
), even the small fraction of light scattered from the downward radiance can be brighter than the background radiance in other directions (Figs. 1, 2a). It is for this reason that the glinting reflection from a window is obvious from the outside of a house, but generally undetectable from the inside (and why the situation is reversed at night). This scattered light can make an otherwise transparent animal quite conspicuous when viewed laterally or from above (Chapman, 1976
). The effect is most prominent at shallow depths, where the light field is usually asymmetric, due to highly directional and intense solar radiance.
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Even if a transparent animal is free of internal refractive index inhomogeneities, the body itself has a higher refractive index than the surrounding water and so will also scatter light. This scattered light is most easily interpreted as surface reflection. Its radiance Lr is given by:
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where Li is the incident irradiance (assumed to be unpolarized),
is the angle of incidence (0° is perpendicular to surface) and m is the relative refractive index ntissue/nwater (Hecht, 1998
). The refractive index of biological tissue is roughly proportional to density and ranges from 1.35 (cytoplasm) to approximately 1.55 (densely packed protein) (Charney and Brackett, 1961
; Chapman, 1976
). The refractive index of seawater depends on temperature and salinity, but is generally about 1.34. The percentage of incident radiance that is reflected depends strongly on relative refractive index m, but is relatively independent of incident angle for angles less than 45° (however it rises sharply for angles >45°) (Fig. 2b). When the ratio of the background radiance to the radiance of the incident light equals the reflection (e.g., R = Lb/Lt), the reflected radiance (RLi) equals the background radiance (Lb). In a transparent animal, the background radiance is also transmitted through the reflective region of the tissue (and thus adds to the total animal radiance), thus the animal has twice the radiance of the background and should be highly visible (humans and fish can just detect an object that is only 2% brighter than the background). By modeling the underwater radiance distribution from inherent optical properties (Mobley et al., 1993
; Johnsen, 2002
), one can determine at what wavelengths this is most likely to occur as a function of depth, viewing angle, and refractive index (Figs. 2c, d). Mesogleal tissue, due to its low refractive index (n
1.35), does not appear to be vulnerable to surface reflection, even at the surface of the ocean. Muscular tissue (n
1.4) however, reflects a significant amount of light at longer wavelengths at shallow depths (from 600 to 700 nm at the ocean surface, from 630 to 650 nm at 10 m depth, both for horizontal viewing [Fig. 2c]). The wavelength range is somewhat larger when the animal is viewed from above (Fig. 2d). Tissue consisting primarily of lipid (n
1.48), creates strong reflections at medium to long wavelengths (with the exact range depending on depth and whether the tissue is viewed horizontally of from above) at depths down to 20 m for horizontal viewing and 40 m for downward viewing. Chitin, due to its high refractive index (n
1.55), creates strong reflections down to 40 m over an even wider range of wavelengths. The reflections are naturally most noticeable under direct sunlight, thus diffuse surface illumination due to cloud cover reduces their prominence.
Reflections are more prominent at longer wavelengths because these wavelengths are absorbed more and scattered less by the water, resulting in a far lower background radiance in lines of sight away from the sun. While long-wavelength vision is extremely rare at depth, it is relatively common near the surface (Lythgoe and Partridge, 1989
). While long-wavelength vision likely serves many purposes, one that has not yet been considered is its advantage in detecting the reflective glints from transparent species. It would be particularly interesting to determine if there is a correlation between long-wavelength vision and a preference for transparent prey.
Surface reflections can be reduced or eliminated by covering the surface with sub-microscopic protrusions (Miller, 1979
; Wilson and Hutley, 1982
) (Fig. 3a). The array of protrusions does not scatter light, but instead mimics a material with a graded refractive index. At the distal tips of the protrusions, the observed refractive index is that of the external medium. At the base of the protrusions, the index is that of the tissue. At intermediate positions, the index depends on the relative cross-sectional areas of the protrusions and the external medium at that position (Fig. 3b). These structures, known as "moth eyes," are found on the wings of transparent lepidopterans, and in certain species (e.g., Cephonodes hylas) have been shown to reduce their visibility (Yoshida et al., 1997
). Interestingly, similar arrays of protrusions have been found on the surfaces of the tests of transparent salps (Hirose, personal communication), though their presence on sedentary, opaque ascidians casts some doubt on their cryptic function.
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| COLORS AND MIRRORS |
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Two other common cryptic strategies in the pelagic environment involve altering the reflective properties of the surface, either through the use of pigments or structural colors (reviewed by Cott, 1940
While the coloration of benthic and near-shore species displays an astounding and bewildering diversity, particularly in tide pools and coral reef communities, coloration in the pelagic environment follows a more predictable pattern that appears to be primarily driven by selection for crypsis (Herring and Roe, 1988
; Johnsen, 2002
). In general, near-surface species are blue in the ocean and green in coastal waters, and darkest on the dorsal surface, fading to white on the ventral surface (Herring, 1967
). With increasing depth, coloration changes first to "half-red" (red coloration of opaque tissues) and then to red and/or black uniformly distributed over the body surface. Mirroring (i.e., reflective sides) is far more common in vertebrates than invertebrates, with highly reflective regions in invertebrates generally confined to guts and eyes. Even in vertebrates, mirroring is primarily confined to the lateral surfaces. The mirrored surfaces are generally highly reflective and spectrally neutral (though a golden colored reflectance is found in some deep-sea teleosts). While some species are either diffusely colored or mirrored and completely colorless, the majority of non-transparent species tend to have a complex reflectance that includes both diffuse (colored) and specular (mirrored) components.
One crucial difference between pelagic and benthic coloration, is that, in the former, the spectra of the irradiance illuminating the animal and the background radiance can change independently of each other. This is different from the benthic case, where any change in the spectrum of the illuminant has an equal effect on the background. For example, a white ball on white paper is just as cryptic under blue light as it is under green light, because the spectral radiance of both the ball and the paper are identically altered as the illuminant changes. However, because the background radiance in the pelagic environment is a complex result of multiple scattering and absorption events, its spectrum changes independently of the illuminant. For this reason, cryptic coloration in the pelagic realm is far less robust than it is in benthic environments.
It is important to note that cryptic animals must be correctly colored, even when being viewed by species without color vision. One might assume that it is only necessary to match the perceived brightness of the background; i.e.
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where V(
) is the spectral sensitivity curve of the viewer and Lo and Lb are the radiance of the animal and the background respectively. However, a target spectrum that satisfies equation 2 for one visual system is unlikely to satisfy it for a different system with a different spectral sensitivity curve, unless Lo = Lb for all relevant wavelengths (Johnsen, 2002
). Given that marine visual systems present a diverse array of spectral responses (Bowmaker, 1990
; Marshall et al., 1999
; Muntz, 1999
), any organism interacting with multiple species is unlikely to be cryptic to all of them unless Lo = Lb at all wavelengths where sufficient illumination for vision exists. Indeed, one can consider an animal interacting with different monochromatic visual systems from multiple species as interacting with a single super-organismic color visual system.
Johnsen (2002)
and Johnsen and Sosik (2003)
determined the ideal reflectance for colored surfaces in both oceanic and coastal waters (Figs. 4, 5) and the ideal reflectance for mirrored surfaces in coastal waters (Fig. 6). The ideal reflectance depended strongly on water type, depth and the angle of view (i.e., looking up at the ventral surface of the animal vs. looking down at the dorsal surface). The ideal reflectance depended less strongly on solar elevation and viewing azimuth (horizontal viewing direction), but significant differences were still noted due to the asymmetry of the light field, which has a higher radiance in the direction of the sun. Johnsen and Sosik (2003)
quantified the effect of these differences on crypsis by considering four mismatch conditions: 1) an organism perfectly cryptic in oceanic water that is now viewed in coastal water, 2) an organism cryptic near noon (solar elevation 80°) that is now viewed near sunset (solar elevation 10°), 3) an organism cryptic in one azimuth that is now viewed horizontally in the opposite azimuth, and 4) an organism cryptic at 50 m depth that is now viewed at shallower depths. Because the ideal coloration/mirroring depended on the optical conditions and viewing angle, these mismatches resulted in a breaking of the camouflage. Using the visual parameters of a fish native to the studied waters (Atlantic Cod, Gadus morhua), it was determined how far away the mismatched animal would be visible (i.e., its sighting distance) depending on its size.
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The mismatched animals were highly visible, with the sighting distances on the order of 510 m for large individuals (1 m body length) and 0.51.0 m for small individuals (6 mm body length). Mirrored organisms generally had shorter sighting distances when viewed under mismatched conditions than colored organisms, with two exceptions: 1) changing time of day and 2) changing depth when viewed backlit by the sun (Table 1). The first exception is due to the fact that, while mirrored organisms can be perfectly cryptic in a cylindrically symmetric light field (Denton, 1970
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Johnsen and Sosik (2003)
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One possible compensatory strategy is orientation towards or away from the sun. In this orientation, the lateral surfaces of the animal are equally illuminated and seen against equal backgrounds and thus can be simultaneously cryptic. This orientation also minimizes the effects of wave-induced lensing on the large lateral surfaces (see Loew and McFarland, 1990
Given the factors that reduce the crypticity of colored and mirrored animals, several predatory search strategies suggest themselves. First, the effect of azimuthal changes suggests a circular search strategy, particularly near the surface during crepuscular periods. A predator orbiting a volume of water will at some point arrive at a viewpoint in which the reflectance of the cryptic individual is badly mismatched. A second strategy involves searching at low solar elevations (e.g., dawn and dusk) to take advantage of the asymmetry of the underwater light field. Finally, once an organism is detected, it is likely to become more visible if it is driven towards the surface. All three tactics have been documented in pelagic predators, though it is not known if their primary purpose is in breaking crypsis (Ikehara et al., 1978
; Gallo Reynoso, 1991
; Similae, 1997
; McFarland et al., 1999
).
The results of Johnsen (2002)
and Johnsen and Sosik (2003)
suggest that adaptive color change in pelagic species may be a fruitful topic of research. However, while numerous studies have demonstrated adaptive and cryptic color changes in benthic species, pelagic species have received far less attention. It is known that certain pelagic crustaceans change color depending on depth or time of day (Herring and Roe, 1988
), and that some anadromous fish develop mirrored sides before entering the ocean (reviewed by Herring, 1994
). However, aside from anecdotal reports of color changes in various pelagic fish, particularly billfish, little else is known.
| COUNTERILLUMINATION |
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Although white ventral coloration in aquatic animals has often been thought to be cryptic (e.g., Cott, 1940
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Because a colored or mirrored ventral surface always casts a silhouette, it will be visible from below. This is especially troublesome for any animal attempting to remain unseen because objects seen from below are more visible than seen from any other angle for two reasons. First, the zenith is generally the brightest portion of the underwater light field, so visual performance, in particular contrast sensitivity, is best in that direction. Second, the contrast of the silhouetted animal decreases very slowly relative to other directions. The distance at which an object can be seen not only depends on its contrast and size, but also on how quickly this contrast decreases. Mertens (1970)
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where c is the beam attenuation coefficient of the water and KL is the attenuation coefficient of the background radiance. For upward viewing KL is positive (because the background radiance decreases as the viewer moves down and away from the animal) and can be quite close to the value of c. Therefore d can be quite high.
The inability to cryptically color the ventral surface, coupled with the visual advantages of viewing it, make this region highly vulnerable to detection. Indeed, a large number of mesopelagic animals have eyes that permanently view the upward direction for just this reason. The only successful countermeasure (aside from being transparent) is counterillumination, in which the ventral surface is covered with photophores that emit light to match the direct downward radiance and thus erase their silhouette. Most counterilluminators, in addition to matching the direct downward radiance, produce light with a particular angular distribution, so they can match radiance at other viewpoints and erase their silhouette from a large range of viewing angles. The diversity, physiology, and complexity of counterillumination have been well reviewed (e.g., Latz, 1995
; Harper and Case, 1999
; Widder, 1999
).
In considering the effects of changing optical conditions on the success of counterillumination, the primary issues are: the effects of depth on 1) the spectrum and 2) the angular distribution of the downwelling light. Although inelastic light scattering complicates the picture somewhat (Marshall and Smith, 1990
), the ocean generally acts as a monochromator, dramatically narrowing the spectral distribution with increasing depth. The longest and shortest wavelengths are attenuated rapidly, followed by a progressively slower narrowing of the wavelength range of the remaining light (Fig. 9a, b). Therefore, if the counterilluminator changes depth, it must change the spectral composition of the light emitted by its photophores.
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During the day, these spectral changes likely have little impact because counterilluminating animals are found at depths greater than 200 m, where the spectrum changes quite slowly. However at night, counterilluminators are found closer to the surface, where the spectrum of the downward radiance changes rapidly with depth (Harper and Case, 1999
As discussed above (see Colors and Mirrors), a counterilluminating organism in theory needs to match the actual downward radiance spectrum and not just the perceived brightness to remain cryptic to species with differing spectral sensitivities. However, many deep-sea species have extremely thick retinae with large numbers of visual pigments. This essentially gives them sensitivity curves with very broad peaks, so their visual systems are nearly spectrally neutral (see Herring, 1983
). Therefore, color mismatches are less costly for crypsis than they are for species facing shallow-water visual systems.
As the spectral distribution narrows with depth, the angular distribution of the downwelling light broadens. Near the surface the radiance distribution has a strong peak in the direction of the sun. With increasing depth, multiple scattering events create a more diffuse light field (Fig. 9c). At a certain depth, known as the asymptotic depth, the angular distribution of the underwater light field no longer changes with depth. In extremely clear, oceanic waters, this occurs at approximately 200400 m. Again, while this is not an important issue for animals counterilluminating during the day (due to their great depths), it requires that individuals found closer to the surface (typically at night) change the angular distribution of their emitted light to remain cryptic. If they do not, they will remain cryptic from directly below, but become visible when viewed from other angles.
The effects of depth on the spectra and angular distribution of downwelling light are particularly troublesome for the many counterilluminating species that undergo diel vertical migration. These species undergo large changes in depth, many traveling from mesopelagic depths (>200 m) to the surface in the evening and then descending before dawn (Lampert, 1993
). This strategy, which is generally considered to be a cryptic defense against visual predation, would be substantially less effective if the individual were not able to compensate for the changes in the color and angular structure of the light it is trying to match. While many deep-sea species have flat visual sensitivity curves (see above), certain species possess visual adaptations that increase blue-green hue discrimination, suggesting that at least these species use potential color mismatches to their advantage (Munz, 1976
; Denton and Locket, 1989
; Douglas and Thorpe, 1992
).
Due to the chemical processes involved, the ability of species to fine-tune the spectra of the chemiluminescent reaction is itself limited. However, many species then alter the spectra of the emitted light using spectral filters and reflectors (Denton et al., 1972
; Herring, 1983
; reviewed by Widder, 1999
). Some species are known to change the spectra of their emitted light as a function of depth, one example being the squid Abralia trigonura, which broadens its emission spectrum in shallow water by adjusting variable interference filters and reflectors and by turning on additional photophores (reviewed by Widder, 1999
). It is not known whether any counterilluminating species change the angular distribution of their emitted light as a function of depth, though it is known that certain species (e.g., the squid Abralia trigonura) take great care to maintain the vertical orientation of their photophores, either by maintaining body posture, or by counter-rotating the photophores as the body rotates (Young and Mencher, 1980
). This is another promising area of future research, although experimental manipulation of counterillumination in laboratory conditions presents a formidable challenge.
| CONCLUSIONS |
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The pelagic environment is a wonderful, natural laboratory for visual ecology. First, it is a realm where vision is important and where many special visual abilities have evolved (Waterman, 1981
Crypsis is just one example of interesting physiological issues in pelagic species. Recent research has shown that even straightforward solutions such as transparency, coloring, mirroring, and counterillumination have many complexities and also weaknesses that can be exploited by visual predators. Currently this work raises far more questions than it answers, which hopefully will be taken up by many future students of this fascinating subject.
| ACKNOWLEDGMENTS |
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The author thanks Alison Sweeney and Dr. Dina Leech for comments on the manuscript. This work was funded in part by a grant from the National Science Foundation (OCE-011844) to Drs. Laurence P. Madin and SJ.
| FOOTNOTES |
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1 From the Symposium Comparative and Integrative Vision Research presented at the Annual Meeting of the Society for Integrative and Comparative Biology, 48 January 2003, at Toronto, Canada.
2 E-mail: sjohnsen{at}duke.edu ![]()
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