Integrative and Comparative Biology Advance Access originally published online on June 22, 2007
Integrative and Comparative Biology 2007 47(2):221-233; doi:10.1093/icb/icm058
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Developmental evolution of sexual ornamentation: model and a test of feather growth and pigmentation
Department of Ecology and Evolutionary Biology, University of Arizona, Tucson, AZ 85721, USA
Correspondence: 1E-mail: abadyaev{at}email.arizona.edu
| Synopsis |
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A tremendous diversity of avian color displays has stimulated numerous studies of natural and sexual selection. Yet, the developmental mechanisms that produce such diversification, and thus the proximate targets of selection pressures, are rarely addressed and poorly understood. In particular, because feathers are colored during growth, the dynamics of feather growth play a deterministic role in the variation in ornamentation. No study to date, however, has addressed the contribution of feather growth to the expression of carotenoid-based ornamentation. Here, we examine the developmental basis of variation in ornamental feather shapes in male house finches (Carpodacus mexicanus)—a species in which carotenoid displays are under strong natural and sexual selection. First, we use geometric morphometrics to partition the observed shape variation in fully grown feathers among populations, ages, degrees of elaboration, ornamental body parts, and individuals. Second, we use a biologically informed mathematical model of feather growth to predict variation in shape of ornamental feathers due to simulated growth rate, angle of helical growth of feather barbs, initial number of barb ridges, rate of addition of new barbs, barb diameter, and ramus-expansion angle. We find close concordance between among-individual variation in feather shape and hue of entire ornament, and show that this concordance can be attributed to a shared mechanism—growth rate of feather barbs. Predicted differences in feather shape due to rate of addition of barbs and helical angle of feather growth explained observed variation in ornamental area both among individuals and between populations, whereas differences in helical angle of growth and the number of barbs in the feather follicle explained differences in feather shape between ornamental parts and among males of different ages. The findings of a close association of feather growth dynamics and overall ornamentation identify the proximate targets of selection for elaboration of sexual displays. Moreover, the close association of feather growth and pigmentation not only can reinforce condition-dependence in color displays, but can also enable phenotypic and genetic accommodation of novel pigments into plumage displays providing a mechanism for the observed concordance of within-population developmental processes and between-population diversification of color displays.
| Introduction |
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A fundamental goal of evolutionary theory is understanding the link between the causes of individual variation and the causes of variation among generations and taxa (Chetverikov 1926
There are few systems in which this gap is more evident than in studies of avian color displays—some of the most extravagant and diverse traits in the living world. On the one hand, there is a multitude of studies of natural and sexual selection on avian coloration stimulated by the tremendous diversity of avian displays and their functions (reviewed by Baker and Parker 1979
; Burtt 1986
; Badyaev and Hill 2003
; Hill and McGraw 2006
). On the other hand, there is a nearly complete lack of empirical studies of developmental mechanisms behind such diversification, especially at the most fundamental unit of avian plumage—the feather (Price et al. 1991
; Prum and Brush 2002
; Bartels 2003
). Feathers are colored during growth (Voitkevich 1966
; Lucas and Stettenheim 1972
), and, whereas development of feathers themselves is well understood (Yu et al. 2004
; Lin et al. 2006
), the ontogenetic basis of feather pigmentation, with a few notable exceptions (Lillie and Juhn 1932
; Nickerson 1944
; Prum and Williamson 2002
; Bortolotti et al. 2006
), is rarely addressed. This lack of studies is particularly evident in the ontogeny of diet-derived carotenoid displays in birds. Despite significant advances in studies of metabolism of carotenoid precursors in such displays (Fox 1976
; Brush 1990
; McGraw 2006
), to our knowledge, no study to date has addressed the mechanism for developmental integration of carotenoid coloration and feather growth.
The lack of developmental perspective in studies of avian displays has left a number of unresolved questions. First, recent developmental studies uncovered a remarkable combination of environmental sensitivity, plasticity, and developmental modularity in the cellular and molecular mechanisms of feather growth (Rouzankina et al. 2004
; Yu et al. 2004
; Harris et al. 2005
; Kim et al. 2005
; Yue et al. 2005
; Lin et al. 2006
), and it is thought that this enables diversification in the shapes and coloration of feathers (Harris et al. 2002
; Eames and Schneider 2005
). It is unclear, however, how to reconcile the remarkable developmental lability of feathers with precise patterns of coloration of camouflage plumage or with elaborated sexual displays. Second, carotenoids in avian coloration have to be obtained from the diet (Brush 1978
; Britton 1998
) and environments vary extensively in availability of carotenoid precursors. It is unclear how to reconcile such environmental contingency in the biosynthesis of carotenoids with the close integration of feather growth and feather coloration evident in the evolutionary diversification, elaboration, and convergence of carotenoid-based plumage displays (Badyaev 2006
, 2007
). A prerequisite for answering these questions, and the focus of this study, is the understanding of developmental interactions between feather growth and pigmentation.
Here, we examine the developmental basis of variation in the shape of ornamental feathers in the house finch (Carpodacus mexicanus)—a species in which overall carotenoid displays are under strong natural (Badyaev et al. 2001
) and sexual (Hill 2003
) selection. First, we examine sources of variation in ornamental coloration of house finches among populations, ages, and individuals, and explore the ways in which variation in shape and size of ornamental feathers contribute to such variation. Second, we take advantage of a biologically informed mathematical model of the diversification of feather shape proposed by Prum and Williamson (2001
) to simulate growth and pigmentation patterns of ornamental feathers. We compare the patterns of ontogenetic transformation in ornamental feathers predicted by the Prum–Williamson model with those observed in the house finch to deduce the effects of growth in the feather follicle on overall elaboration and diversification of plumage. We find close integration between the dynamics of feather growth and pigmentation in carotenoid-based ornamental plumage, as well as close concordance of within-population developmental processes and between-population divergence in ornaments. We discuss the implications of these findings for understanding the links among development, function, and evolution of sexual displays.
| Materials and methods |
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Study populations and general methods
House finches under this study were sampled in 2004–2006 in two populations in northwestern Montana (n = 37 birds, 111 ornament samples) and in southwestern Arizona (n = 80 birds, 240 ornament samples). In both populations, all resident birds were trapped year-around and marked with a unique combination of four rings; age was known for all birds included in this study (protocols in Badyaev and Duckworth 2003
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Subsequent to overall measurements of the ornament, 15 fully-grown ornamental feathers (five from each of the three ornamental areas) were plucked from each individual. All feathers were digitized using Epson Perfection 1660 Photo scanner (Long Beach, CA, USA) at 1000 dpi. After the exclusion of damaged feathers, three feathers were randomly selected for each male, one for each crown, breast, and rump ornament (Fig. 1B–D). Nine landmarks were selected to describe the shape and pigmentation pattern of the feathers (Fig. 1E): (1) base of the calamus, (2) base of the rachis, (3) pigment boundary along the rachis, (4) end of the rachis, (5) tip of the feather, (6, 7) lower pigment boundary, and (8, 9) the widest part of the feather. Coordinates of nine landmarks were obtained for each feather using tps software (SUNY Stony Brook, F. J. Rohlf). Curvatures of the rachii were standardized for all feathers with tpsUtil software (SUNY Stony Brook, F. J. Rohlf). Feather size was calculated as a centroid of all landmarks, the barb length was the distance between landmarks 4 and 5, and isochronic angle was the angle formed by landmarks 6-3-7 at the lower boundary of the pigmented area (Fig. 1E) that are assumed to be produced at the same time, but form this angle, visible as a result of pigment deposition, at landmark 3 due to acceleration of horizontal projections of absolute growth rate of feathers (Prum and Williamson 2001
Modeling feather growth
We simulated feather growth with Mathematica 5.2 software (Wolfram Research Inc. 1988–2005), using a mathematical model of feather growth proposed by Prum and Williamson (2001
). According to this model, the absolute growth rate of the barbs and rachis of feathers is uniform across the follicular collar (Fig. 1), such that cell division in the follicle and the angle of ramus expansion account for ontogenetic transformations in feather shape (Prum and Williamson 2001
). In the subsequent modeling of within-feather melanin patterning, Prum and Williamson (2002
) showed that spatial and temporal features of feather growth determine whether individual barbs uptake an external pigment (Lucas and Stettenheim 1972
; Cheng and Brush 1984
). This model provided an opportunity for manipulating individual parameters of feather growth independently and to examine the complexity and redundancy of such effects on ontogenetic transformation of the shape of ornamental feathers and of overall ornamentation.
The model utilized six growth parameters: (1) absolute growth rate, m, (2) angle of barb growth,
, (3) initial number of barb ridges, n, (4) rate of addition of new barbs, B, (5) barb diameter,
, and (6) angle of expansion of the ramus, ß. The model simulates the size and position of the barbs and rachis, and the total size of the feather follicle during the growth of a pennaceous feather (Fig. 1F). Using the model, barb growth was simulated using two matrices of the x and y coordinates; one followed the coordinates of the barb tips and the other followed the coordinates of the barb bases. Growth was modeled as a series of consecutive time steps, and for each time step the new coordinates of the barb bases and tips were updated in the matrices. During the simulations, the nine landmarks were followed throughout growth of the feather, and, after growth was completed (see subsequently), the coordinates of the nine landmarks were recorded.
Absolute growth rate, m, described the rate at which the rachis and the barbs grew per time step, and remained constant throughout growth. The angle of barb growth,
, described the angle between the barbs and rachis. During growth, the feather follicle had an initial number of barbs, n, and also grew new barbs, determined by a ridge addition function, B(t). Because feather growth ends when all barbs are fused to the rachis, the rate of addition of barbs must be less than that of their fusion. Following Prum and Williamson (2001
), we used a linearly decreasing function for rate of addition of barbs:
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where 20 is the number of time steps over which barbs are added, and w determines how much the equation varies from one, i.e., the slope of the linearly-decreasing rate of addition of barbs varies with w. The follicle of a growing feather is not fixed in diameter (Harris et al. 2005
), but varies with the number and diameter of barbs. The diameter of barb ridges was described by the function:
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(after Prum and Williamson 2001
), that approaches dmax, the maximum ridge diameter; where t0 is the time step at which the barb emerges, d0 is the initial radius of the barb, and
is the rate at which the barb reaches dmax. In feathers with constant diameter, the diameter is dmax. For simulations reported here, the initial diameter of the barb, d0, did not vary, but the rate of increase in diameter was allowed to vary through the adjustment of
. The final parameter, angle of expansion of the barb, ß occurs after the barb's emergence from the feather sheath, with expansion of the ramus forcing the barbs to expand outward from the rachis.
Landmark displacement in fully grown feathers simulated by growth parameters
Feather growth occurs in a circular feather follicle (Fig. 1F, Lucas and Stettenheim 1972
; Chuong et al. 2000
). To simulate feather growth, we "unfurled" the follicle so that feathers grew along the linear x-axis rather than around a circular follicle (Fig. 1F). Following the Prum and Williamson (2001
) model, we began simulations of growth with the emergence of the initial barb ridges in the follicle, with new barbs being added at the new barb loci on the posterior end of the follicle (Fig. 1F). Barb ridges grew at rate m, migrating toward the anterior end of the follicle; the anterior-most initial ridges met and fused, formed the rachis and continued to grow at rate m. As each barb reached the rachis, it fused, completing its growth, and continued to migrate upward with vertical growth of the rachis. The follicle diameter varied with the number and diameter of the barbs present in the follicle at a given time. Simulated feather growth ceased when all barbs present in the follicle had completely fused to the rachis and the barbs unfurled by the expansion angle, ß. To create predicted patterns of movement of the landmarks, each of the six model parameters were manipulated individually, creating changes in feather shape unique to that parameter. Six parameters were modeled in ten steps each—feather growth (m) in
0.2 increments from 0.60 to 2.50, barb growth angle (
) in
5° increments from 15° to 70°, initial number of barbs (n) in increments of 2–4 from 8 to 36; rate of addition of barbs (w) in increment of 0.16 from 0.40 to 2.20, barb-ridge diameter (
) in increments of
0.11 from 0 to 1.15, and expansion angle of the barbs (ß) in increments of 5° from 0° to 45°.
Data analysis, the localization and visualization of effects
Ornamental feathers differ in shape across body parts (Fig. 1). This variation is partially due to changes in growth parameters (see subsequently), but also due to proportional changes in feather size (e.g., crown versus rump, Fig. 1C and D). Thus, to examine variation in feather shape only, we applied a single Procrustes superimposition (Rohlf and Slice 1990
; Klingenberg and McIntyre 1998
) to align the landmark configurations of fully-grown feathers from different populations, ages, ornament elaborations, left and right ornament sides, individuals, and individual replicas. Variance in the set of optimally aligned landmark configurations (hereafter Procrustes coordinates) was then partitioned using analysis of variance (ANOVA) models (Goodall 1991
; Badyaev and Foresman 2000
). Individual identity was entered as a random effect and ornamental part was nested within an individual term. Degrees of freedom for the Procrustes ANOVA were calculated following Goodall (1991
) and Klingenberg and McIntyre (1998
). To partition the effects of each landmark on overall variation in feather shape, we first summed x and y mean squares of each landmark and computed variance components of mean squares according to the expected mean squares for each of the effects (Badyaev and Foresman 2000
; Young and Badyaev 2006
). We analyzed the covariance matrices of the Procrustes coordinates and, based on the expected mean squares, computed matrices of sums of squares and cross-products for the population, age, overall hue and area, ornamental part, and individual variation.
To visualize patterns of covariation in the landmarks due to each effect, we graphically represented principal components (PC) of each of the matrices as displacement of landmarks from their consensus position. The vector associated with each landmark represents the direction and magnitude of displacement of this landmark due to an effect. To examine similarity between patterns of landmark covariation within and between observed and simulated samples, we computed the angles between the first PCs as
= arcos [a'b/(a'ab'b)0.5], where a and b are the eigenvectors to be compared. Statistical significance and distribution of angles for comparison of observed and predicted vectors was obtained with resampling of the within-sample PC coefficients for each effect separately. We used nonparametric two-tailed Kruskal–Wallis tests and general linear model to test variation in overall ornamentation and feather characteristics.
| Results |
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Observed variation in sexual ornamentation and feather shape
Overall ornamental area was larger in males from Arizona compared to those from Montana (Table 1; Fig. 2A). Populations did not differ in ornament hue, with the exception of a significant population-by-age interaction for hue of the breast ornament (Table 1; Fig. 2B). In Montana, older males had a greater proportion of pigmented feather area on all parts of the ornament compared to young males that acquired sexual plumage for the first time (Fig. 2D). In both populations, the area of the breast ornament was the largest, followed by rump and crown (Table 1, Fig. 2A). Ornamental crown feathers, despite being the smallest in size, had a higher proportion of pigmented area than did the larger rump and breast feathers (Table 1, Fig. 2C and D). Barb length was similar across populations and ages. Isochronic angle, however, was significantly smaller in older males in both populations and across all ornamental parts (Table 1, Fig. 2E and F).
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Landmark displacements illustrated distinct sources of variation in feather shape (Table 2, Fig. 3). Landmarks 3, 6, and 7 were most strongly affected by between-population variation, landmark 5 displacement was closely associated with male's age and overall ornamental area, displacement of landmarks 6 and 7 was strongly affected by ornament hue and among-individual variation, whereas displacement of landmarks 8 and 9 was affected by ornamental parts (Table 2, Fig. 3). The landmark displacement due to population affiliation was most closely concordant with displacement due to hue elaboration (vector correlations, rv between displacement patterns: rv = 0.65 ± 0.12,
= 49.7°; Fig. 3A and C), age-related variation was highly concordant with ornamental-part variation (rv = 0.61 ± 0.09,
= 52.5°, Fig. 3B and E), and among-individual variation was highly similar to both hue elaboration (rv = 0.78 ± 0.11,
= 39.2°, Fig. 3C and F) and, to a lesser degree, ornamental-part variation (rv = 0.62 ± 0.14,
= 51.6°, Fig. 3E and F).
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Simulated growth of ornamental feathers
Simulation of growth parameters produced an array of feather shapes (Fig. 4) and sequential simulation of individual growth parameters resulted in distinct patterns of predicted landmark displacement (Fig. 5). The pattern of displacement due to absolute growth rate (Fig. 5A) was highly concordant with displacement due to initial number of barbs (rv = 0.75,
= 41.2°, Fig. 5C) and the ramus expansion angle (rv = 0.80,
= 36.8°, Fig. 5F); the displacement due to simulations of expansion angle (Fig. 5F) and initial number of barbs was similar (rv = 0.71,
= 44.6°, Fig. 5C).
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Concordance of observed and predicted patterns of displacement
Simulated patterns of landmark displacement due to absolute growth rate (Fig. 5A) were statistically indistinguishable from observed among-individual variation (Figs. 3F and 6F), patterns simulated with variation of helical angle of growth (Fig. 5B) were identical to observed differences between males ages (Figs. 3B and 6B), whereas patterns simulated with variation in initial number of barbs (Fig. 5C) were concordant with observed differences in feather shapes among ornamental parts (Figs. 3E and 6E). On the other hand, observed variation due to overall hue elaboration and ornamental body part were concordant with displacement caused by all but one simulated parameter (Fig. 6C, hue elaboration: all parameters except for simulated barb diameter; Fig. 6E, ornamental part: all parameters except for simulated barb addition rate). Simulated variation in rate of addition of barbs and in helical angle of growth were indistinguishable from observed variation in both between-population variation (Fig. 6A) and, along with simulated variation in barb diameter, with overall ornamental area (Fig. 6D).
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| Discussion |
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Our study of the developmental basis of pigmentation of ornamental feathers has produced four main results. First, we found close concordance between individual variation in feather shape and hue elaboration, as well as close concordance between age-related changes in ornamentation and patterns of feather growth. These findings uncover, for the first time, proximate mechanisms for regulation of variation in sexual ornamentation in relation to age, context and condition in a model species for studies of sexual selection on plumage ornamentation (Hill et al. 1999
The finding of close integration of the growth and pigmentation of feathers has several important implications. First, it provides a developmental mechanism for the evolution of condition-dependence in sexual ornamentation—a topic of great interest in studies of sexual selection (Andersson and Simmons 2006
). Second, the complexity, redundancy, and environmental lability, typical of developmental integration of growth and pigmentation of feathers, should facilitate developmental retention and accommodation of novel carotenoid pigments into feather ornamentation and, thus, could be an important source of evolutionary diversification in carotenoid-based displays (Badyaev 2006
, 2007
). Finally, large influence of several components on feather growth might limit patterns of evolutionary diversification in the elaboration of plumage ornamentation, accounting for commonly documented convergence in color patterns across distinct lineages.
Our results show that diversification in shapes of ornamental feathers can be understood in terms of processes operating at the level of the follicle. For example, pronounced variation in shape of ornamental feathers across ornamental parts (Fig. 1B–D) was adequately explained by variation in number, diameter, and absolute growth rate of barbs (Fig. 6E), corroborating empirical observations that follicle diameter varies across feather tracks (Prum and Williamson 2001
; Harris et al. 2005
). However, what integrates feather growth with carotenoid-based pigmentation proximately is still an open question. It is thought that the exceptional ability of the follicle to accommodate diverse and novel environmental and epigenetic inputs during development (Yue et al. 2005
; Alibardi and Sawyer 2006
; Lin et al. 2006
; Yue et al. 2006
) should make follicular processes susceptible to hormonal regulation that accomplishes not only the production of age-specific and sex-specific shapes and colorations of feathers (Widelitz et al. 2003
; Jiang et al. 2004
; Arevalo and Heeb 2005
; Lin et al. 2006
), but also forms precise color patterns that require close integration among many follicles (Lucas and Stettenheim 1972
; Prum and Dyck 2003
). Such epigenetic regulation of feather coloration can harbor considerable condition-dependence (see subsequently). However, when close and consistent developmental integration between growth and pigmentation are favored by selection for a particular color pattern, it can lead to the evolution of genetic correlations between growth and pigmentation components (Badyaev 2004
; Young and Badyaev 2006
), as is evident in genetics of feather pigmentation in some poultry lineages (Somes 1980
, 2003
; Minvielle et al. 2005
).
Close developmental integration of growth and pigmentation of feathers, and their potentially shared hormonal regulation, offers a multitude of targets for selection for elaboration of the plumage. In the house finch, the shared effect of prolactin on both parental care and on molt of sexual ornamentation enables parental males to develop equally elaborated sexual ornamentation compared to nonparental males, despite being in lower physiological condition at the time of molt (Duckworth et al. 2003
; Badyaev and Vleck 2007
). This study suggests that variation in rate of feather growth, known to be regulated by prolactin (Dawson 2006
), could provide a proximate mechanism by which prolactin's effect on feather growth can be translated into elaboration of sexual ornamentation. Similarly, greater ornamentation of older males (Fig. 2D) and apparently faster growth of their ornamental feathers (smaller isochronic angle, Figs. 2F, 4B), is corroborated by the finding that a single developmental parameter—the angle of helical growth—can account for age differences in feather ornamentation (Figs. 5B and 6B).
Developmental integration of the growth and ornamentation of feathers can facilitate the evolution of condition-dependence in sexual ornamentation. Feather growth and associated keratin metabolism account for 20–40% of the expenditure of dry body weight during the molt period (Dawson et al. 2000
). Moreover, close coordination of feather growth across ornamental parts and dependence of pigmentation patterns on the organism-wide transportation and metabolism of carotenoid precursors further enhance condition-dependence of sexual ornamentation (Dawson 2003
; Badyaev 2007
). Our finding of close concordance between among-individual variation and variation in hue elaboration (Fig. 3C and F) not only suggests that a common mechanism—absolute growth rate (Fig. 6C and F)—underlies both of these patterns, but, more importantly, also explicitly attributes variation in sexual ornamentation to differences among individuals. Thus, selection on hue elaboration in this species could act proximately on individual differences in growth rate of feathers.
A finding that only six components of growth can produce significant diversification in feather shapes suggests that the pathways for such diversification are limited, resulting in frequently observed parallel and convergent evolution of feather displays (Lucas and Stettenheim 1972
; Prum and Williamson 2002
). At the same time, complexity and redundancy of association among the components of feather growth could produce compensatory interactions among them (Young and Badyaev 2007
) and thus account for the continuous variation in color ornamentation found in some lineages (Omland and Hofmann 2005
). In addition, such redundancy and environmental lability should enable developmental retention and incorporation of novel pigments, and, thus, facilitate genetic assimilation of novel carotenoid compounds (Badyaev 2007
). This idea is corroborated by frequent finding of modified feather structure following deposition of carotenoid pigments, including novel compounds (Troy and Brush 1983
; Hudon and Brush 1989
; Hudon 1991
; Bleiweiss 2004
).
In summary, we show that variation in the parameters of feather growth can account for significant diversification in carotenoid-based ornamentation. Our study reveals proximate targets of selection for the elaboration of sexual ornamentation and, in combination with detailed examination of pigment metabolism (Brush 1978
, 1990
; McGraw 2006
), provides a testable framework for empirical investigations of the functional and evolutionary diversification of avian color displays.
| Acknowledgments |
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We are grateful to R. Young for help with geometric morphometrics analyses, M. Herron for assistance with computer programming, K. Oh, M. Udovcic, L. Misztal, E. Lindstedt for help in the field, and G. Bortolotti, R. A. Duckworth, H. Heatwole, J. Rutkowska, D. Acevedo Seaman, R. Young, and three anonymous reviewers for critical reviews and helpful suggestions. We thank S. E. Vincent, S. P. Lailvaux, A. Herrel, and E. Taylor for the opportunity to participate in this symposium and the National Science Foundation and the David and Lucille Packard Foundation for funding this work.
| Footnotes |
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From the symposium "Ecological Dimorphisms in Vertebrates: Proximate and Ultimate Causes" presented at the annual meeting of the Society for Integration and Comparative Biology, January 3–7, 2007, at Phoenix, Arizona.
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